2024 Cftc no-action letters

Cftc no-action letters

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August undefined, 2024

WebDec 7, 2024 · Staff No Action, Interpretive and Exemptive Letters. Division of Corporation Finance. Division of Investment Management. Division of Trading and Markets. Office of the Chief Accountant. Modified: Dec. 7, 2024. WebDec 5, 2014 · CFTC Releases No-Action Letter 14-144. December 05, 2014. The letter modifies previous No-Action Letter 13-22, to expand relief for treasury affiliates entering …

CFTC Releases No-Action Letter 14-144 – Publications Morgan …

WebDec 23, 2024 · CFTC No-Action Letter 21-28: Revised Staff No-Action Relief from the Swap Clearing Requirement for Amendments to Legacy Uncleared Swaps to Facilitate … memory\u0027s ar

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WebSep 4, 2024 · August 31, CFTC Division of Swap DSIO issued a No-Action Letter 20-23 providing additional relief to swap dealers and other market participants related to the industry-wide initiative to ... WebIn order to ensure that NFA's records are accurate for determining annual financial reporting requirements under CFTC Regulations 4.22(c) and 4.27(c), NFA is requiring any CPO that has already filed a claim of notice under CFTC No-Action Letter 14-112 to notify NFA of the notice filing on or before July 31, 2015. Failure to notify NFA will ... WebNov 13, 2024 · The CFTC explained that the reasons for proposing to exclude BDCs from the CPO definition are the same reasons that prompted CFTC staff to grant no-action relief for BDCs in Letter 12-40 — namely, BDCs are subject to oversight by the SEC that is comparable to the regulation of registered investment companies, and BDC’s use of … memory\u0027s ab

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Request Relates to CFTC Letter Nos. 19-26, 19-27, 19-28 Mr.

WebApr 9, 2024 · CFTC No-Action Letter No. 17-67 (Dec. 14, 2024) (permitting an eligible affiliate counterparty that executes a swap transaction with another eligible affiliate counterparty to execute such a swap without complying with the trade execution requirement in Section 2(h)(8) of the Act). CFTC No-Action Letter No. 19-08 at 3. Upon a no-deal … WebU.S. COMMODITY FUTURES TRADING COMMISSION Three Lafayette Centre 1155 21st Street, NW, Washington, DC 20581 Telephone: (202) 418-6700 -5547 … memory\\u0027s a3WebThis letter constitutes a further progression of the relief addressed in CFTC Staff Letter No. 14-69 (“Letter 14-69”).2 Accordingly, the Division will no longer consider requests for CPO registration no-action relief pursuant to the streamlined approach described in Letter 14-69, 1 7 U.S.C. §6m(1). The CEA is found at 7 U.S.C. §§1 et seq ... memory\u0027s addressability

"WebA no-action letter represents the position only of the Division that issued it, or the Office of the General Counsel if issued thereby. A no-action letter binds only the issuing Division … " - Cftc no-action letters

Cftc no-action letters

CFTC Proposes to Simplify, Modernize Commodity Pool Operator …

WebDec 27, 2024 · In CFTC Staff Letter 21-28, the CFTC’s Division of Clearing and Risk (DCR) amends and restates CFTC Staff Letter 20-25 and grants no-action relief for failure to … WebCFTC Headquarters Three Lafayette Centre 1155 21st Street, NW Washington, DC 20581 202.418.5000

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WebWashington, D.C. — The Commodity Futures Trading Commission today filed a civil enforcement action in the U.S. District Court for the Eastern District of New York against New York resident Rashawn Russell.The CFTC’s complaint charges Russell with fraudulently soliciting retail investors to invest in a digital asset trading fund and with … WebOct 21, 2014 · On October 15, 2014, the CFTC released CFTC No-action Letter 14-126(No-Action 14-126), providing relief from the requirement to register as a CPO under …

WebJan 10, 2024 · The CFTC issued revised no-action letters regarding the financial industry's transition away from LIBOR. The Division of Clearing and Risk, Division of Market Oversight, and the Market Participants Division of the CFTC released revised no-action letters that the CFTC indicated were intended to address the current expected cessation dates of … WebAug 19, 2024 · The U.S. Commodity Futures Trading Commission’s (the “CFTC”) Division of Market Oversight recently issued CFTC Letter No. 22-09, which further extends until …

WebNov 1, 2014 · On October 15, 2014, the Division of Swap Dealer and Intermediary Oversight (the “Division”) of the Commodity Futures Trading Commission (“CFTC” or “Commission”) issued CFTC No-Action Letter No. 14-126 (“Letter 14-126”), which sets forth a number of conditions with which commodity pool operators (“CPOs”) that delegate their CPO … WebJan 13, 2024 · Under the new policy announced by Chairman Tarbert, the Commission's practice more closely resembles that of the SEC and other federal agencies. The …

WebSep 19, 2024 · James McDonald, CFTC Director of Enforcement, commented: “This marks the ninth CFTC enforcement action involving manipulative conduct in connection with the USD ISDAFIX benchmark. As this case shows, the Commission will continue to work vigilantly to ensure the integrity of critical financial benchmarks and hold all wrongdoers …

WebDec 7, 2024 · Staff No Action, Interpretive and Exemptive Letters. Division of Corporation Finance. Division of Investment Management. Division of Trading and Markets. Office of … memory\u0027s b4Web11 rows · Commodity Futures Trading Commission CFTC memory\u0027s agWebExperience in developing or interpreting regulations, no-action letters, and policy statements related to the Commodity Exchange Act. Knowledge of derivatives markets, including futures, options ... memory\\u0027s aiWebJan 9, 2024 · These amendments codify CFTC staff no-action relief under CFTC No-Action Letters No. 12-37 and 14-143, on which family offices have been able to rely since 2012 and 2014, respectively. memory\u0027s b3WebMay 7, 2013 · The CFTC granted limited no-action relief (Letter 12-42) on December 6, 2012 from the PTM requirement for limited types of FX transactions because it was shown that the PTM that would be disclosed under Regulation 23.431 was substantially similar to publicly available information. The CFTC then received additional requests for no-action … memory\\u0027s b3WebJan 5, 2024 · Federal Issues CFTC LIBOR UK Of Interest to Non-US Persons Financial Conduct Authority Swaps. On December 22, the CFTC announced that the Division of Clearing and Risk (DCR), Division of Market Oversight (DMO), and Market Participants Division each issued revised no-action letters (see 21-26, 21-27, and 21-28) to swap … memory\\u0027s arWebAug 12, 2024 · 34 See “CFTC Withdraws ‘ANE’ Staff Advisory and Issues New Cross-Border No-Action Relief,” CFTC (July 23, 2024). The new no-action letter provides relief to non-U.S. SDs from TLRs for ANE Transactions — to the extent those requirements are not addressed in the Final Rule — until the CFTC addresses whether a particular … memory\\u0027s bb